Filing Details

Accession Number:
0001016281-20-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-18 20:56:20
Reporting Period:
2020-02-14
Accepted Time:
2020-02-18 20:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768685 Michael Loeffel 3040 Post Oak Blvd.
Suite 300
Houston TX 77056
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-14 252 $24.55 10,978 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Award $0.00 2023-12-31 10,500 10,500 Direct
Common Stock Stock Options $0.00 2028-02-14 9,600 9,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-31 10,500 10,500 Direct
2028-02-14 9,600 9,600 Direct
Footnotes
  1. Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.
  2. Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
  3. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019, 1/5 vested on 2/14/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.