- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2020-02-18 20:32:14
- Reporting Period:
- Accepted Time:
- 2020-02-18 20:32:14
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1016281||Carriage Services Inc||CSV||Services-Personal Services (7200)||760423828|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1024177||C Melvin Payne||3040 Post Oak Blvd |
Houston TX 77056
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||11,446||Indirect||Melvin C. Payne, Jr. 2016 Annuity Trust|
|Common Stock||11,446||Indirect||Karen P. Payne 2016 Annuity Trust|
Reported Derivative Holdings
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Common Stock||Performance Award||$0.00||2023-12-31||100,000||100,000||Direct|
|Common Stock||Stock Options||$25.43||2028-02-14||50,000||50,000||Direct|
|Common Stock||Stock Options||$26.54||2027-03-21||116,100||116,100||Direct|
|Common Stock||Stock Options||$20.06||2026-02-23||58,500||58,500||Direct|
|Common Stock||Stock Options||$22.58||2022-02-24||100,000||100,000||Direct|
|Common Stock||Stock Options||$5.70||2021-02-28||3,284||3,284||Direct|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.
- Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
- Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019, 1/5 vested on 2/14/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 1/5 vested on 3/21/2019 and 1/5 will vest each year on 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which 1/5 vested on 2/23/2017, 1/5 on 2/23/2018, 1/5 vested on 2/23/2019 and 1/5 will vest on 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of 44,702 options granted on 02/28/2011, of which 14,900 options vested on 02/28/2012 and 3,283 were exercised on 12/20/2012, 14,901 options vested on 02/28/2013 and 14,000 were exercised on 11/06/2015 and 24,135 options were exercised on 03/29/2016. These stock options expire on 02/28/2021.