Filing Details

Accession Number:
0001209191-20-010084
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-18 16:15:55
Reporting Period:
2020-02-11
Accepted Time:
2020-02-18 16:15:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163165 Conocophillips COP Petroleum Refining (2911) 010562944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445607 Ellen Desanctis 16930 Park Row Dr.
Houston TX 77084
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-13 10,324 $0.00 32,902 No 4 M Direct
Common Stock Disposition 2020-02-13 2,542 $59.03 30,360 No 4 F Direct
Common Stock Disposition 2020-02-14 7,782 $58.55 22,578 No 4 S Direct
Common Stock Acquisiton 2020-02-14 34,100 $33.13 56,678 No 4 M Direct
Common Stock Disposition 2020-02-14 34,100 $58.55 22,578 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Units Acquisiton 2020-02-11 7,968 $0.00 7,968 $0.00
Common Stock Stock Units Acquisiton 2020-02-11 26,595 $0.00 26,595 $0.00
Common Stock Stock Units Acquisiton 2020-02-13 10,324 $0.00 10,324 $0.00
Common Stock Stock Options (Right to Buy) Acquisiton 2020-02-14 34,100 $0.00 34,100 $33.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,968 No 4 A Direct
26,595 No 4 A Direct
0 No 4 M Direct
32,000 2026-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 557 Indirect By ConocoPhillips Savings Plan
Footnotes
  1. Each stock unit was the economic equivalent of one share of common stock and settled in shares.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.49 to $58.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
  3. Includes units acquired through routine dividend transactions that are exempt under rule 16b-3.
  4. The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
  5. The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.
  6. The stock units do not have an expiration date.
  7. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2020; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date.
  8. Stock unit grant settles 2 years from date of grant, but may be eligible for early settlement upon termination of employment after layoff, death or disability, or a change of control.
  9. The stock options were exercisable on February 16, 2019.