Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-02-14 19:31:53
Reporting Period:
Accepted Time:
2020-02-14 19:31:53
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1715768 Peninsula Acquisition Corp NONE () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1455971 N. Mark Tompkins Apt. 1, Via Guidino 23
Lugano-Paradiso V8 6900
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Disposition 2020-02-12 657,699 $0.00 1,500,000 No 4 J Direct
Common Stock, Par Value $0.0001 Acquisiton 2020-02-12 25,000 $4.00 1,525,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
  1. Pursuant to the terms and conditions of that certain Agreement and Plan of Merger and Reorganization, dated as of February 12, 2020, by and among Transphorm, Inc., f/k/a Peninsula Acquisition Corporation (the "Issuer"), Peninsula Acquisition Sub, Inc. ("Acquisition Sub"), and Transphorm Technology, Inc., f/k/a Transphorm, Inc. ("Transphorm"), on February 12, 2020, Acquisition Sub merged with and into Transphorm, with Transphorm continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. Pursuant to the terms of a stock forfeiture letter, the reporting person forfeited and canceled 657,699 shares of the Issuer's common stock immediately prior to the consummation of the Merger.
  2. These shares were purchased in the initial closing of the Issuer's private placement offering held on February 12, 2020.