Filing Details

Accession Number:
0001225208-20-002383
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-14 16:38:47
Reporting Period:
2020-02-14
Accepted Time:
2020-02-14 16:38:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613380 J Mark Osowick 500 Jackson Street
Columbus IN 47201
Vp - Human Resources Op. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2020-02-14 650 $67.58 7,392 No 4 M Direct
Common Disposition 2020-02-14 438 $165.88 6,954 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2020-02-14 650 $0.00 650 $67.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-01 2020-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,435 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 4,360 4,360 Direct
Common Stock Option (Right-to-Buy) $111.84 2016-04-02 2023-04-02 480 480 Direct
Common Stock Option (Right-to-Buy) $119.77 2014-05-02 2021-05-02 330 330 Direct
Common Stock Option (Right-to-Buy) $120.28 2015-04-02 2022-04-02 370 370 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 2,010 2,010 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 350 350 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 3,125 3,125 Direct
Common Stock Option (Right-to-Buy) $154.20 2017-07-16 2024-07-16 1,070 1,070 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 2,390 2,390 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 3,390 3,390 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 4,360 4,360 Direct
2023-04-02 480 480 Direct
2021-05-02 330 330 Direct
2022-04-02 370 370 Direct
2025-04-02 2,010 2,010 Direct
2024-04-02 350 350 Direct
2027-04-03 3,125 3,125 Direct
2024-07-16 1,070 1,070 Direct
2028-04-03 2,390 2,390 Direct
2029-04-04 3,390 3,390 Direct
Footnotes
  1. The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
  2. Reflects 76.459 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
  3. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.