Filing Details

Accession Number:
0001225208-20-002382
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-14 16:38:43
Reporting Period:
2020-02-13
Accepted Time:
2020-02-14 16:38:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699982 C Christopher Clulow 500 Jackson Street
Columbus IN 47201
Vp - Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2020-02-13 220 $67.58 2,233 No 4 M Direct
Common Disposition 2020-02-13 150 $167.58 2,083 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2020-02-13 220 $0.00 220 $67.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-01 2020-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 285 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $98.67 2015-11-13 2025-11-13 300 300 Direct
Common Stock Option (Right-to-Buy) $99.00 2012-08-03 2022-08-03 200 200 Direct
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 1,265 1,265 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 625 625 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 330 330 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 370 370 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 585 585 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 455 455 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 2,190 2,190 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 1,960 1,960 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 3,390 3,390 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-13 300 300 Direct
2022-08-03 200 200 Direct
2026-04-04 1,265 1,265 Direct
2023-04-02 625 625 Direct
2021-05-02 330 330 Direct
2022-04-02 370 370 Direct
2025-04-02 585 585 Direct
2024-04-02 455 455 Direct
2027-04-03 2,190 2,190 Direct
2028-04-03 1,960 1,960 Direct
2029-04-04 3,390 3,390 Direct
Footnotes
  1. The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.