Filing Details

Accession Number:
0001562180-20-001218
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-14 16:12:47
Reporting Period:
2020-02-13
Accepted Time:
2020-02-14 16:12:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222113 E Y Marc Pelaez C/O Ii-Vi Inc.
375 Saxonburg Blvd.
Saxonburg PA 16056
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-13 7,900 $16.86 71,982 No 4 M Direct
Common Stock Disposition 2020-02-13 7,900 $37.83 64,082 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2020-02-13 7,900 $0.00 7,900 $16.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-08-21 No 4 M Direct
Footnotes
  1. Represents the weighted average of multiple sale transactions ranging in price from $37.81 to $37.88. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  3. These options vested in five equal annual installments beginning on August 21, 2011.