Filing Details

Accession Number:
0001503453-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-14 16:03:47
Reporting Period:
2020-02-12
Accepted Time:
2020-02-14 16:03:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237663 Timothy Justyn 3560 Bassett Street
Santa Clara CA 95054
Evp & General Manager, No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-12 6,000 $4.49 114,365 No 4 M Direct
Common Stock Disposition 2020-02-12 6,000 $6.74 108,365 No 4 S Direct
Common Stock Disposition 2020-02-12 4,000 $6.75 104,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-02-12 6,000 $4.49 6,000 $4.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-09 2020-05-09 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. These trades occurred within the price range of $6.645 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. These trades occurred within the price range of $6.65 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.