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Filing Details

Accession Number:: 0001401708-20-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-13 16:46:52
Reporting Period:: 2020-02-12

Accepted Time:: 2020-02-13 16:46:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1401708	Nanostring Technologies Inc	NSTG	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1326794	Kirk Malloy	530 Fairview Avenue N Seattle WA 98109		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-12	1,000	$7.47	1,000	No	4	M	Direct
Common Stock	Disposition	2020-02-12	900	$31.12	100	No	4	S	Direct
Common Stock	Disposition	2020-02-12	100	$31.73	0	No	4	S	Direct
Common Stock	Acquisiton	2020-02-12	1,500	$16.36	1,500	No	4	M	Direct
Common Stock	Disposition	2020-02-12	1,400	$31.14	100	No	4	S	Direct
Common Stock	Disposition	2020-02-12	100	$31.73	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (right to buy)	Disposition	2020-02-12	1,000	$7.47	1,000	$7.47
Common Stock	Stock Option (right to buy)	Disposition	2020-02-12	1,500	$16.36	1,500	$16.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,168		2027-12-31	No	4	M	Direct
14,435		2026-09-11	No	4	M	Direct

Footnotes

The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.65 to $31.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.
50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.