Filing Details

Accession Number:
0000899243-20-004486
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-13 16:33:19
Reporting Period:
2018-06-01
Accepted Time:
2020-02-13 16:33:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293613 Kayne Anderson Mlpdstream Investment Co KYN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535929 Voya Financial, Inc. 230 Park Avenue
New York NY 10169
No No Yes No
1577976 Voya Holdings, Inc. One Orange Way
Windsor CT 06095
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series H Manadatory Redeemable Preferred Shares Disposition 2018-06-01 120,000 $24.75 200,000 No 4 J Indirect By Subsidiary
Series I Mandatory Redeemable Preferred Shares Disposition 2018-06-01 56,000 $24.25 144,000 No 4 J Indirect By Subsidiary
Series J Mandatory Redeemable Preferred Shares Disposition 2018-06-01 746,000 $24.32 1,254,000 No 4 J Indirect By Subsidiary
Series L Mandatory Redeemable Preferred Shares Acquisiton 2020-02-11 800,000 $25.00 800,000 No 4 P Indirect By Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Subsidiary
No 4 J Indirect By Subsidiary
No 4 J Indirect By Subsidiary
No 4 P Indirect By Subsidiary
Footnotes
  1. Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018.
  2. Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.