Filing Details

Accession Number:
0001104659-20-020135
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-13 15:47:35
Reporting Period:
2020-02-11
Accepted Time:
2020-02-13 15:47:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573572 Park City Capital, Llc C/O Park City Capital, Llc
100 Crescent Court, Suite 700
Dallas TX 75201
Yes No No No
1589232 J Michael Fox C/O Park City Capital, Llc
100 Crescent Court, Suite 700
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-11 134,000 $1.50 2,000,000 No 4 P Indirect By Park City Capital Offshore Master, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Park City Capital Offshore Master, Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,925 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 4,664 4,664 Direct
Common Stock Restricted Stock Units $0.00 36,630 36,630 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
4,664 4,664 Direct
36,630 36,630 Direct
Footnotes
  1. Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share.
  2. Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
  3. Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
  4. The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
  5. The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.