Filing Details
- Accession Number:
- 0001567619-20-003287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-13 15:07:10
- Reporting Period:
- 2020-02-03
- Accepted Time:
- 2020-02-13 15:07:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336613 | S Patrick Lawton | 11200 W Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-03 | 2,386 | $17.56 | 216,317 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-03 | 8,778 | $17.52 | 207,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-03 | 18,977 | $0.00 | 188,562 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2020-02-03 | 2,287 | $17.53 | 0 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 218,703 | Direct | |
| Common Stock | 2,287 | Indirect | By Spouse |
| Common Stock | 2,500 | Indirect | By Trust Child 1 |
| Common Stock | 2,500 | Indirect | By Trust Child 2 |
| Common Stock | 2,500 | Indirect | By Trust Child 3 |
| Common Stock | 2,500 | Indirect | By Trust Child 4 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-03-04 | 100,000 | 100,000 | Direct |
Footnotes
- Ownership of 1,755 shares was inadvertently previously notated as Direct and should have been reported as Indirect Beneficial Ownership By Spouse
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