Filing Details

Accession Number:
0001209191-20-008995
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-02-12 18:59:59
Reporting Period:
2017-03-10
Accepted Time:
2020-02-12 18:59:59
Original Submission Date:
2017-03-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1558629 Pimco Dynamic Credit & Mortgage Income Fund PCI () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416185 Emmanuel Roman C/O Pimco
650 Newport Center Drive
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-10 33,900 $0.00 33,900 No 4 P Indirect BY FAMILY CORPORATION
Common Stock Acquisiton 2017-03-13 61,100 $0.00 95,000 No 4 P Indirect BY FAMILY CORPORATION
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY FAMILY CORPORATION
No 4 P Indirect BY FAMILY CORPORATION
Footnotes
  1. See original filing for pricing footnote.
  2. This Form 4 is amended solely to clarify that the prior filing inadvertently reported shares as directly owned by the Reporting Person instead of indirectly held through a family corporation controlled by the Reporting Person.