Filing Details

Accession Number:
0001179110-20-001526
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-12 17:30:21
Reporting Period:
2020-02-10
Accepted Time:
2020-02-12 17:30:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374310 Cboe Global Markets Inc. CBOE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 205446972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493858 T Edward Tilly C/O Cboe Global Markets, Inc.
400 South Lasalle Street
Chicago IL 60605
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-10 31,612 $0.00 159,160 No 4 A Direct
Common Stock Disposition 2020-02-10 12,790 $123.69 146,370 No 4 F Direct
Common Stock Disposition 2020-02-11 3,366 $122.93 143,004 No 4 S Direct
Common Stock Disposition 2020-02-11 4,134 $123.40 138,870 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2017. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2017 to December 31, 2019 as certified by the Compensation Committee on February 10, 2020.
  2. Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.
  3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2019.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.72 to $123.11. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.18 to $123.72. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.