Filing Details

Accession Number:
0001726123-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-12 13:14:36
Reporting Period:
2020-02-11
Accepted Time:
2020-02-12 13:14:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1726123 J David Demas One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-11 1,000 $22.45 1,200 No 4 P Indirect Vanguard fbo David J. Demas IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Vanguard fbo David J. Demas IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,934 Direct
Common Stock 3,000 Direct
Depositary Shares 2,000 Direct
Common Stock 8,000 Indirect Vanguard fbo Shannon L Hungerford IRA
Depositary Shares 1,000 Indirect Vanguard fbo Shannon L Hungerford IRA
Footnotes
  1. This number includes 500 shares of the Company's stock that was included in the Reporting Person's Form 3 filed on January 1, 2018 but inadvertently not included in the Reporting Person's Form 4 filed on May 25, 2018. Each of the Form 4s filed after May 25, 2018, for this Reporting Person inadvertently under reported 500 shares of the Company's stock.
  2. Shares held jointly by the Reporting Person and his spouse.
  3. Shannon L. Hungerford is the Reporting Person's spouse.