Filing Details

Accession Number:
0001179110-20-001469
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-11 19:03:09
Reporting Period:
2020-02-07
Accepted Time:
2020-02-11 19:03:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235010 Momenta Pharmaceuticals Inc MNTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229450 A Craig Wheeler C/O Momenta Pharmaceuticals, Inc.
301 Binney Street
Cambridge MA 02142
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-07 4,890 $13.26 17,567 No 4 M Direct
Common Stock Disposition 2020-02-07 4,890 $32.04 12,677 No 4 S Direct
Common Stock Acquisiton 2020-02-07 5,781 $0.00 18,458 No 4 M Direct
Common Stock Disposition 2020-02-10 2,601 $31.43 15,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restriced Stock Units Acquisiton 2020-02-07 100,000 $0.00 100,000 $0.00
Common Stock Stock Option (Right to Buy) Acquisiton 2020-02-07 200,000 $0.00 200,000 $31.87
Common Stock Stock Option (Right to Buy) Disposition 2020-02-07 2,423 $0.00 2,423 $13.26
Common Stock Stock Option (Right to Buy) Disposition 2020-02-07 2,467 $0.00 2,467 $13.26
Common Stock Restricted Stock Units Disposition 2020-02-07 5,781 $0.00 5,781 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 No 4 A Direct
200,000 2030-02-07 No 4 A Direct
4,124 2015-02-22 2021-02-22 No 4 M Direct
57,653 2012-08-22 2021-02-22 No 4 M Direct
23,126 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,725 Indirect Craig A Wheeler 2016 Annuity Trust
Common Stock 48,263 Indirect Craig A Wheeler 2018 Annuity Trust
Common Stock 419,934 Indirect Craig Wheeler Revocable Trust
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $32.00 to $32.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Shares received pursuant to settlement of Restricted Stock Units that were granted on February 7, 2017.
  4. Restricted Stock Units convert into common stock on a one-for-one basis.
  5. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2017.
  6. This transaction was executed in multiple trades at prices ranging from $30.91 to $31.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. Each Restricted Stock Unit represents a contingent right to receive one share of MNTA common stock.
  8. Represents restricted stock granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.
  9. Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.
  10. Represents options granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.
  11. Subject to certain criteria, the stock options will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.