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Filing Details

Accession Number:: 0001381668-20-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-11 14:20:02
Reporting Period:: 2020-02-10

Accepted Time:: 2020-02-11 14:20:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1388162	J Paul Huml	7007 Broadway Avenue Cleveland OH 44105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-10	67,200	$19.31	116,007	No	4	M	Direct
Common Stock	Disposition	2020-02-10	63,381	$21.76	52,626	No	4	F	Direct
Common Stock	Disposition	2020-02-10	3,819	$21.84	48,807	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-02-10	67,200	$19.31	67,200	$19.31

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-12-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	43,816	Indirect	By 401(k)
Common Stock	8,842	Indirect	ESOP
Common Stock	4,700	Indirect	By Spouse's Ira
Common Stock	2,000	Indirect	Child 2

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$14.74	2028-01-05	156,300	156,300	Direct
Common Stock	Employee Stock Option (right to buy)	$14.81	2025-05-28	108,300	108,300	Direct
Common Stock	Employee Stock Option (right to buy)	$19.06	2025-12-17	49,200	49,200	Direct
Common Stock	Employee Stock Option (right to buy)	$14.85	2024-12-18	32,400	32,400	Direct
Common Stock	Restricted Stock Units	$0.00		6,400	6,400	Direct
Common Stock	Restricted Stock Units	$0.00		2,200	2,200	Direct
Common Stock	Restricted Stock Units	$0.00		5,267	5,267	Direct
Common Stock	Restricted Stock Units	$0.00		4,080	4,080	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-01-05	156,300	156,300	Direct
2025-05-28	108,300	108,300	Direct
2025-12-17	49,200	49,200	Direct
2024-12-18	32,400	32,400	Direct
	6,400	6,400	Direct
	2,200	2,200	Direct
	5,267	5,267	Direct
	4,080	4,080	Direct

Footnotes

These common shares were acquired upon the vesting and settlement of certain stock options.
These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.
Shares are held with shared voting power with spouse.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017.
As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020
As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.
As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.
As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016.