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Filing Details

Accession Number:: 0001179110-20-001424
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-10 20:32:06
Reporting Period:: 2020-02-06

Accepted Time:: 2020-02-10 20:32:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392677	R Eric Ludwig	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103	Evp, Coo And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-06	136,666	$4.10	193,666	No	4	M	Direct
Common Stock	Disposition	2020-02-06	136,666	$0.00	57,000	No	4	G	Direct
Common Stock	Acquisiton	2020-02-06	136,666	$0.00	504,359	No	4	G	Indirect	Trust
Common Stock	Disposition	2020-02-06	136,666	$7.30	367,693	No	4	S	Indirect	Trust
Common Stock	Acquisiton	2020-02-06	200,000	$2.13	257,000	No	4	M	Direct
Common Stock	Disposition	2020-02-06	200,000	$0.00	57,000	No	4	G	Direct
Common Stock	Acquisiton	2020-02-06	200,000	$0.00	567,693	No	4	G	Indirect	Trust
Common Stock	Disposition	2020-02-06	200,000	$7.28	367,693	No	4	S	Indirect	Trust
Common Stock	Disposition	2020-02-06	180,000	$7.50	187,693	No	4	S	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	S	Indirect	Trust
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	S	Indirect	Trust
No	4	S	Indirect	Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Acquisiton	2020-02-06	136,666	$0.00	136,666	$4.10
Common Stock	Stock Option (right to buy)	Acquisiton	2020-02-06	200,000	$0.00	200,000	$2.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-10-14	No	4	M	Direct
650,000		2026-10-11	No	4	M	Direct

Footnotes

The transaction was effected pursuant to a trading plan entered into on September 6, 2019 and designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended). All shares subject to Mr. Ludwig's Rule 10b5-1 trading plan have now been sold.
Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.00 to $ 7.6800 The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.00 to $ 7.500 The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years.
The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vested and exercisable in equal monthly installments over the following three years.