Filing Details

Accession Number:
0001179110-20-001424
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-10 20:32:06
Reporting Period:
2020-02-06
Accepted Time:
2020-02-10 20:32:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392677 R Eric Ludwig C/o Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Evp, Coo And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-06 136,666 $4.10 193,666 No 4 M Direct
Common Stock Disposition 2020-02-06 136,666 $0.00 57,000 No 4 G Direct
Common Stock Acquisiton 2020-02-06 136,666 $0.00 504,359 No 4 G Indirect Trust
Common Stock Disposition 2020-02-06 136,666 $7.30 367,693 No 4 S Indirect Trust
Common Stock Acquisiton 2020-02-06 200,000 $2.13 257,000 No 4 M Direct
Common Stock Disposition 2020-02-06 200,000 $0.00 57,000 No 4 G Direct
Common Stock Acquisiton 2020-02-06 200,000 $0.00 567,693 No 4 G Indirect Trust
Common Stock Disposition 2020-02-06 200,000 $7.28 367,693 No 4 S Indirect Trust
Common Stock Disposition 2020-02-06 180,000 $7.50 187,693 No 4 S Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 G Direct
No 4 G Indirect Trust
No 4 S Indirect Trust
No 4 M Direct
No 4 G Direct
No 4 G Indirect Trust
No 4 S Indirect Trust
No 4 S Indirect Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2020-02-06 136,666 $0.00 136,666 $4.10
Common Stock Stock Option (right to buy) Acquisiton 2020-02-06 200,000 $0.00 200,000 $2.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-10-14 No 4 M Direct
650,000 2026-10-11 No 4 M Direct
Footnotes
  1. The transaction was effected pursuant to a trading plan entered into on September 6, 2019 and designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended). All shares subject to Mr. Ludwig's Rule 10b5-1 trading plan have now been sold.
  2. Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
  3. These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
  4. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.00 to $ 7.6800 The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  5. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.00 to $ 7.500 The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  6. The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years.
  7. The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vested and exercisable in equal monthly installments over the following three years.