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Home > Insider Trading > Filing (0001567619-20-002596)

Filing Details

Accession Number:: 0001567619-20-002596
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-10 17:35:41
Reporting Period:: 2020-02-07

Accepted Time:: 2020-02-10 17:35:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495222	Oxford Lane Capital Corp.	OXLC	()	272859071

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1507975	S. David Shin	8 Sound Shore Drive Suite 255 Greenwich CT 06830		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-07	3,000	$9.32	5,728	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Includes 728 shares acquired under the issuer's dividend reinvestment plan since the filing of Mr. Shin's previous beneficial ownership report on Form 4 on February 28, 2018.