Filing Details
- Accession Number:
- 0001562180-20-001041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-10 10:34:37
- Reporting Period:
- 2020-02-06
- Accepted Time:
- 2020-02-10 10:34:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-06 | 4 | $122.07 | 400,508 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 20,499 | $78.44 | 421,007 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 4,100 | $77.94 | 425,107 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 16,000 | $70.92 | 441,107 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 16,399 | $80.95 | 457,506 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-06 | 20,499 | $137.51 | 437,007 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-06 | 4,100 | $137.51 | 432,907 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-06 | 16,000 | $137.51 | 416,907 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-06 | 16,399 | $137.51 | 400,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-02-06 | 4,100 | $0.00 | 4,100 | $77.94 |
| Common Stock | Stock Option | Disposition | 2020-02-06 | 20,499 | $0.00 | 20,499 | $78.44 |
| Common Stock | Stock Option | Disposition | 2020-02-06 | 16,399 | $0.00 | 16,399 | $80.95 |
| Common Stock | Stock Option | Disposition | 2020-02-06 | 16,000 | $0.00 | 16,000 | $70.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-19 | No | 4 | M | Direct | |
| 0 | 2024-09-09 | No | 4 | M | Direct | |
| 4,100 | 2025-02-19 | No | 4 | M | Direct | |
| 4,000 | 2025-09-10 | No | 4 | M | Direct |
Footnotes
- Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- The range of prices for this transaction were $136.96 to $137.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
- 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
- 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
- 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
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