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Filing Details

Accession Number:
0000921895-20-000326
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-07 20:34:04
Reporting Period:
2019-12-12
Accepted Time:
2020-02-07 20:34:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529957 Voss Value Fund, Lp 3773 Richmond Avenue
Houston TX 77046
No No No Yes
1730145 Voss Capital Llc 3773 Richmond Avenue, Suite 500
Houston TX 77055
No No Yes No
1798309 Voss Advisors Gp, Llc 3773 Richmond Avenue, Suite 500
Houston TX 77046
No No No Yes
1798310 Voss Advisors, Lp 3773 Richmond Avenue, Suite 500
Houston TX 77046
No No No Yes
1798383 W. Travis Cocke 3773 Richmond Avenue, Suite 500
Houston TX 77046
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-12 2,457 $19.11 702,200 No 4 P Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-13 12,500 $19.29 714,700 No 4 P Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-16 3,059 $20.17 717,759 No 4 P Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-16 1,941 $20.17 471,850 No 4 P Indirect By a Managed Account of Voss Capital, LLC
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-17 4,282 $21.72 722,041 No 4 P Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Disposition 2019-12-17 300 $16.00 721,741 No 4 X Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-17 2,718 $21.72 474,568 No 4 P Indirect By a Managed Account of Voss Capital, LLC
Class A Common Stock, $0.001 Par Value Disposition 2019-12-18 700 $16.00 721,041 No 4 X Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-18 11,000 $23.15 732,041 No 4 P Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-20 25,000 $23.00 757,041 No 4 X Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-20 100 $16.00 757,141 No 4 X Indirect By Voss Value Fund, L.P.
Class A Common Stock, $0.001 Par Value Acquisiton 2019-12-20 5,000 $25.00 762,141 No 4 X Indirect By Voss Value Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Voss Value Fund, L.P.
No 4 P Indirect By Voss Value Fund, L.P.
No 4 P Indirect By Voss Value Fund, L.P.
No 4 P Indirect By a Managed Account of Voss Capital, LLC
No 4 P Indirect By Voss Value Fund, L.P.
No 4 X Indirect By Voss Value Fund, L.P.
No 4 P Indirect By a Managed Account of Voss Capital, LLC
No 4 X Indirect By Voss Value Fund, L.P.
No 4 P Indirect By Voss Value Fund, L.P.
No 4 X Indirect By Voss Value Fund, L.P.
No 4 X Indirect By Voss Value Fund, L.P.
No 4 X Indirect By Voss Value Fund, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-13 250 $0.85 25,000 $25.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-13 100 $2.50 10,000 $35.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-13 100 $3.60 10,000 $21.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-13 50 $3.20 5,000 $22.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-16 39 $0.93 3,900 $26.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-16 50 $3.80 5,000 $19.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-16 50 $3.20 5,000 $20.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-16 22 $5.20 2,200 $18.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-17 100 $3.90 10,000 $19.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-17 100 $5.70 10,000 $17.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-17 100 $4.60 10,000 $19.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-17 3 $0.00 300 $16.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-17 39 $0.65 3,900 $35.00
Class A Common Stock, $0.001 Par Value Put Option (right to sell) Acquisiton 2019-12-17 100 $1.35 10,000 $23.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-18 7 $7.00 700 $16.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-18 90 $7.00 9,000 $16.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-18 100 $4.90 10,000 $19.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-18 100 $4.50 10,000 $20.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-18 150 $7.60 15,000 $20.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-18 150 $6.73 15,000 $22.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-18 100 $4.90 10,000 $22.00
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-18 7 $0.00 700 $16.00
Class A Common Stock, $0.001 Par Value Put Option (obligation to buy) Disposition 2019-12-20 250 $0.00 25,000 $23.00
Class A Common Stock, $0.001 Par Value Put Option (obligation to buy) Disposition 2019-12-20 50 $0.00 5,000 $25.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Disposition 2019-12-20 1 $0.00 100 $16.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Disposition 2019-12-20 100 $10.00 10,000 $10.00
Class A Common Stock, $0.001 Par Value Call Option (right to buy) Acquisiton 2019-12-20 100 $3.50 10,000 $17.50
Class A Common Stock, $0.001 Par Value Call Option (obligation to sell) Disposition 2019-12-20 6 $3.96 600 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
350 2019-12-13 2020-01-17 No 4 P Indirect
161 2019-12-13 2021-01-15 No 4 S Indirect
100 2019-12-13 2020-05-15 No 4 S Indirect
50 2019-12-13 2020-05-15 No 4 S Indirect
39 2019-12-16 2020-01-17 No 4 P Indirect
50 2019-12-16 2020-02-21 No 4 P Indirect
50 2019-12-16 2020-02-21 No 4 P Indirect
22 2019-12-16 2020-05-15 No 4 P Indirect
100 2019-12-17 2020-01-17 No 4 P Indirect
100 2019-12-17 2020-02-21 No 4 P Indirect
100 2019-12-17 2020-02-21 No 4 P Indirect
0 2019-12-20 No 4 X Indirect
39 2019-12-17 2020-02-21 No 4 P Indirect
100 2019-12-17 2019-12-20 No 4 P Indirect
7 2019-12-18 2019-12-20 No 4 P Indirect
16 2019-12-18 2019-12-20 No 4 P Indirect
200 2019-12-18 2020-01-17 No 4 P Indirect
100 2019-12-18 2020-01-17 No 4 P Indirect
450 2019-12-18 2021-01-15 No 4 S Indirect
150 2019-12-18 2021-01-15 No 4 S Indirect
150 2019-12-18 2020-05-15 No 4 S Indirect
0 2019-12-20 No 4 X Indirect
0 2019-12-20 No 4 X Indirect
0 2019-12-20 No 4 X Indirect
0 2019-12-20 No 4 X Indirect
0 2019-12-20 2020-01-17 No 4 S Indirect
100 2019-12-20 2020-01-17 No 4 P Indirect
0 2019-12-20 2019-12-20 No 4 S Indirect
Footnotes
  1. This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.
  2. Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund.
  3. Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account.
  4. Such options were immediately exercisable upon their acquisition.