Filing Details
- Accession Number:
- 0000921895-20-000326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-07 20:34:04
- Reporting Period:
- 2019-12-12
- Accepted Time:
- 2020-02-07 20:34:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561387 | Health Insurance Innovations Inc. | HIIQ | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529957 | Voss Value Fund, Lp | 3773 Richmond Avenue Houston TX 77046 | No | No | No | Yes | |
| 1730145 | Voss Capital Llc | 3773 Richmond Avenue, Suite 500 Houston TX 77055 | No | No | Yes | No | |
| 1798309 | Voss Advisors Gp, Llc | 3773 Richmond Avenue, Suite 500 Houston TX 77046 | No | No | No | Yes | |
| 1798310 | Voss Advisors, Lp | 3773 Richmond Avenue, Suite 500 Houston TX 77046 | No | No | No | Yes | |
| 1798383 | W. Travis Cocke | 3773 Richmond Avenue, Suite 500 Houston TX 77046 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-12 | 2,457 | $19.11 | 702,200 | No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-13 | 12,500 | $19.29 | 714,700 | No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-16 | 3,059 | $20.17 | 717,759 | No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-16 | 1,941 | $20.17 | 471,850 | No | 4 | P | Indirect | By a Managed Account of Voss Capital, LLC |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-17 | 4,282 | $21.72 | 722,041 | No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Disposition | 2019-12-17 | 300 | $16.00 | 721,741 | No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-17 | 2,718 | $21.72 | 474,568 | No | 4 | P | Indirect | By a Managed Account of Voss Capital, LLC |
| Class A Common Stock, $0.001 Par Value | Disposition | 2019-12-18 | 700 | $16.00 | 721,041 | No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-18 | 11,000 | $23.15 | 732,041 | No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-20 | 25,000 | $23.00 | 757,041 | No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-20 | 100 | $16.00 | 757,141 | No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| Class A Common Stock, $0.001 Par Value | Acquisiton | 2019-12-20 | 5,000 | $25.00 | 762,141 | No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| No | 4 | P | Indirect | By a Managed Account of Voss Capital, LLC |
| No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| No | 4 | P | Indirect | By a Managed Account of Voss Capital, LLC |
| No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| No | 4 | P | Indirect | By Voss Value Fund, L.P. |
| No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| No | 4 | X | Indirect | By Voss Value Fund, L.P. |
| No | 4 | X | Indirect | By Voss Value Fund, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-13 | 250 | $0.85 | 25,000 | $25.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-13 | 100 | $2.50 | 10,000 | $35.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-13 | 100 | $3.60 | 10,000 | $21.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-13 | 50 | $3.20 | 5,000 | $22.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-16 | 39 | $0.93 | 3,900 | $26.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-16 | 50 | $3.80 | 5,000 | $19.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-16 | 50 | $3.20 | 5,000 | $20.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-16 | 22 | $5.20 | 2,200 | $18.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-17 | 100 | $3.90 | 10,000 | $19.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-17 | 100 | $5.70 | 10,000 | $17.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-17 | 100 | $4.60 | 10,000 | $19.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-17 | 3 | $0.00 | 300 | $16.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-17 | 39 | $0.65 | 3,900 | $35.00 |
| Class A Common Stock, $0.001 Par Value | Put Option (right to sell) | Acquisiton | 2019-12-17 | 100 | $1.35 | 10,000 | $23.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-18 | 7 | $7.00 | 700 | $16.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-18 | 90 | $7.00 | 9,000 | $16.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-18 | 100 | $4.90 | 10,000 | $19.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-18 | 100 | $4.50 | 10,000 | $20.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-18 | 150 | $7.60 | 15,000 | $20.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-18 | 150 | $6.73 | 15,000 | $22.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-18 | 100 | $4.90 | 10,000 | $22.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-18 | 7 | $0.00 | 700 | $16.00 |
| Class A Common Stock, $0.001 Par Value | Put Option (obligation to buy) | Disposition | 2019-12-20 | 250 | $0.00 | 25,000 | $23.00 |
| Class A Common Stock, $0.001 Par Value | Put Option (obligation to buy) | Disposition | 2019-12-20 | 50 | $0.00 | 5,000 | $25.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Disposition | 2019-12-20 | 1 | $0.00 | 100 | $16.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Disposition | 2019-12-20 | 100 | $10.00 | 10,000 | $10.00 |
| Class A Common Stock, $0.001 Par Value | Call Option (right to buy) | Acquisiton | 2019-12-20 | 100 | $3.50 | 10,000 | $17.50 |
| Class A Common Stock, $0.001 Par Value | Call Option (obligation to sell) | Disposition | 2019-12-20 | 6 | $3.96 | 600 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350 | 2019-12-13 | 2020-01-17 | No | 4 | P | Indirect |
| 161 | 2019-12-13 | 2021-01-15 | No | 4 | S | Indirect |
| 100 | 2019-12-13 | 2020-05-15 | No | 4 | S | Indirect |
| 50 | 2019-12-13 | 2020-05-15 | No | 4 | S | Indirect |
| 39 | 2019-12-16 | 2020-01-17 | No | 4 | P | Indirect |
| 50 | 2019-12-16 | 2020-02-21 | No | 4 | P | Indirect |
| 50 | 2019-12-16 | 2020-02-21 | No | 4 | P | Indirect |
| 22 | 2019-12-16 | 2020-05-15 | No | 4 | P | Indirect |
| 100 | 2019-12-17 | 2020-01-17 | No | 4 | P | Indirect |
| 100 | 2019-12-17 | 2020-02-21 | No | 4 | P | Indirect |
| 100 | 2019-12-17 | 2020-02-21 | No | 4 | P | Indirect |
| 0 | 2019-12-20 | No | 4 | X | Indirect | |
| 39 | 2019-12-17 | 2020-02-21 | No | 4 | P | Indirect |
| 100 | 2019-12-17 | 2019-12-20 | No | 4 | P | Indirect |
| 7 | 2019-12-18 | 2019-12-20 | No | 4 | P | Indirect |
| 16 | 2019-12-18 | 2019-12-20 | No | 4 | P | Indirect |
| 200 | 2019-12-18 | 2020-01-17 | No | 4 | P | Indirect |
| 100 | 2019-12-18 | 2020-01-17 | No | 4 | P | Indirect |
| 450 | 2019-12-18 | 2021-01-15 | No | 4 | S | Indirect |
| 150 | 2019-12-18 | 2021-01-15 | No | 4 | S | Indirect |
| 150 | 2019-12-18 | 2020-05-15 | No | 4 | S | Indirect |
| 0 | 2019-12-20 | No | 4 | X | Indirect | |
| 0 | 2019-12-20 | No | 4 | X | Indirect | |
| 0 | 2019-12-20 | No | 4 | X | Indirect | |
| 0 | 2019-12-20 | No | 4 | X | Indirect | |
| 0 | 2019-12-20 | 2020-01-17 | No | 4 | S | Indirect |
| 100 | 2019-12-20 | 2020-01-17 | No | 4 | P | Indirect |
| 0 | 2019-12-20 | 2019-12-20 | No | 4 | S | Indirect |
Footnotes
- This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.
- Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund.
- Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account.
- Such options were immediately exercisable upon their acquisition.
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