Filing Details

Accession Number:
0001209191-20-007288
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-06 18:44:56
Reporting Period:
2020-02-04
Accepted Time:
2020-02-06 18:44:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410972 Iii R. Paul Auvil C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-04 25,000 $125.10 361,398 No 4 S Indirect By family trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By family trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 94,831 Direct
Footnotes
  1. Represents the weighted average sale price. The lowest price at which shares were sold was $125.00 and the highest price at which shares were sold was $125.28. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.