Filing Details
- Accession Number:
- 0000921895-20-000294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-06 17:20:12
- Reporting Period:
- 2020-02-04
- Accepted Time:
- 2020-02-06 17:20:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1636999 | C Mark Hood | 4500 Lockhill-Selma Road Suite 150 San Antonio TX 78249 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-04 | 4,719 | $10.62 | 22,610 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-04 | 4,681 | $10.64 | 17,929 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-04 | 600 | $10.65 | 17,329 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-04 | 18,034 | $3.91 | 35,363 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-05 | 300 | $3.91 | 35,663 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 6,086 | $3.91 | 41,749 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-06 | 25,575 | $3.91 | 67,324 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-04 | 18,034 | $0.00 | 18,034 | $3.91 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-05 | 300 | $0.00 | 300 | $3.91 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-06 | 6,086 | $0.00 | 6,086 | $3.91 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-02-06 | 25,575 | $0.00 | 25,575 | $3.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,241 | 2028-08-27 | No | 4 | M | Direct | |
| 54,941 | 2028-08-27 | No | 4 | M | Direct | |
| 48,855 | 2028-08-27 | No | 4 | M | Direct | |
| 51,150 | 2028-08-27 | No | 4 | M | Direct |
Footnotes
- These stock options vest as to 1/3 of the options on each anniversary of the grant date, August 27, 2018.
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