Filing Details

Accession Number:
0001209191-20-007181
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-06 16:47:54
Reporting Period:
2020-02-04
Accepted Time:
2020-02-06 16:47:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1103982 Mondelez International Inc. MDLZ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
928264 W Peter May 280 Park Avenue
41St Floor
New York NY 10017
Yes No No No
1345471 Trian Fund Management, L.p. 280 Park Avenue, 41St Floor
41St Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-02-04 1,177,012 $57.67 17,642,324 No 4 S Indirect Please see explanation below
Class A Common Stock Disposition 2019-02-05 1,806,060 $57.95 15,836,264 No 4 S Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Please see explanation below
No 4 S Indirect Please see explanation below
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,076 Direct
Footnotes
  1. The reduction by Trian Fund Management, L.P. ("Trian Management") in its holdings in Mondelez International, Inc. ("Mondelez International") was solely in connection with the disposition of shares held by a multi-year drawdown fund managed by Trian Management that is set to expire this year.
  2. The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $57.315 to $57.98. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  3. Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International held by them.
  4. (FN3, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.
  5. The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $57.58 to $58.18. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  6. Total number of shares owned includes 136 shares acquired through a dividend reinvestment program.