Filing Details

Accession Number:
0000921895-20-000271
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-05 19:24:53
Reporting Period:
2020-02-03
Accepted Time:
2020-02-05 19:24:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1112920 Globalscape Inc GSB Services-Prepackaged Software (7372) 742785449
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274195 Covenant Rha Partners, L.p. 8214 Westchester Drive
Suite 650
Dallas TX 75225
No No Yes No
1694507 Clark C Webb 8214 Westchester Drive
Suite 950
Dallas TX 75225
Yes No Yes No
1694574 H Robert Alpert 8214 Westchester Drive
Suite 950
Dallas TX 75225
Chief Executive Officer Yes Yes Yes No
1694778 Ccw/Law Holdings, Llc 8214 Westchester Drive
Suite 950
Dallas TX 75225
No No Yes No
1694779 210/Gsb Acquisition Partners, Llc 8214 Westchester Drive
Suite 950
Dallas TX 75225
No No Yes No
1694780 210 Capital, Llc 8214 Westchester Drive
Suite 950
Dallas TX 75225
No No Yes No
1694781 Rha Investments, Inc. 8214 Westchester Drive
Suite 950
Dallas TX 75225
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-03 210,000 $0.00 61,507 No 4 G Indirect See footnotes
Common Stock Disposition 2020-02-03 210,000 $0.00 17,645 No 4 G Indirect See footnotes
Common Stock Disposition 2020-02-04 500,000 $10.60 3,268,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect See footnotes
No 4 G Indirect See footnotes
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,972 Indirect See footnotes
Footnotes
  1. This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.
  2. 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.
  3. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  4. The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  5. Represents shares directly beneficially owned solely by Mr. Alpert.
  6. Represents shares directly beneficially owned solely by Mr. Webb.
  7. Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.
  8. Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.