Filing Details

Accession Number:
0001127602-20-003809
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-05 17:32:47
Reporting Period:
2020-02-04
Accepted Time:
2020-02-05 17:32:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1646421 F David Shotwell One Sw Columbia Street, Suite 1200
Portland OR 97204
Evp/Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-04 380 $17.35 81,806 No 4 S Direct
Common Stock Disposition 2020-02-04 2,087 $16.90 79,719 No 4 F Direct
Common Stock Disposition 2020-02-04 967 $17.33 78,752 No 4 F Direct
Common Stock Acquisiton 2020-02-04 349 $0.00 79,101 No 4 A Direct
Common Stock Disposition 2020-02-05 1,569 $17.53 77,532 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 224 Indirect by 401(k)
Common Stock 2,000 Indirect by IRA
Footnotes
  1. Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
  2. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
  3. Additional shares issued under the PSA granted 1/31/17 due to the issuer's TSR performance exceeding target.