Filing Details
- Accession Number:
- 0001179110-20-001154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-05 16:39:35
- Reporting Period:
- 2020-01-31
- Accepted Time:
- 2020-02-05 16:39:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1219120 | Advent Convertible & Income Fund | AVK | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251344 | L Gerald Seizert | 227 W. Monroe Street 7Th Floor Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-31 | 13,124 | $15.47 | 11,816 | No | 4 | S | Indirect | Seivest LLC |
| Common Stock | Disposition | 2020-01-31 | 15,395 | $15.48 | 7,739 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Seivest LLC |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,000 | Direct | |
| Common Stock | 0 | Indirect | Seizert Capital Partners |
| Common Stock | 7,024 | Indirect | Candace & Paul TTEE GLS Irrevocable Trust |
Billionaire Hedge Funds
