Filing Details

Accession Number:
0001562180-20-000866
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-04 18:49:52
Reporting Period:
2020-02-01
Accepted Time:
2020-02-04 18:49:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543151 Uber Technologies Inc UBER Services-Business Services, Nec (7389) 452647441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775373 Thuan Pham 1455 Market Street, 4Th Floor
San Francisco CA 94103
Chief Technology Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-01 1,601 $36.29 4,599,729 No 4 F Direct
Common Stock Disposition 2020-02-04 3,800 $38.08 4,595,929 No 4 S Direct
Common Stock Disposition 2020-02-04 16,200 $38.71 4,579,729 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 470,367 Indirect Annuity Trust 1
Common Stock 470,367 Indirect Annuity Trust 2
Footnotes
  1. Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2020.
  2. This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.4300 to $38.4200, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.4300 to $38.9700, inclusive.
  5. Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
  6. Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.