Home > Insider Trading > Filing (0001179110-20-001013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820027	Ameriprise Financial Inc	AMP	Investment Advice (6282)	133180631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1336621	Robert John Woerner	General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474	Pres Ins & Chief Strat Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-31	25,535	$87.79	52,356	No	4	M	Direct
Common Stock	Disposition	2020-01-31	17,937	$170.51	34,419	No	4	F	Direct
Common Stock	Disposition	2020-01-31	7,598	$166.15	26,821	No	4	S	Direct
Common Stock	Acquisiton	2020-01-31	3,445	$0.00	30,266	No	4	A	Direct
Common Stock	Disposition	2020-02-01	761	$165.41	29,505	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-01-31	25,535	$0.00	25,535	$87.79
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2020-01-31	15,478	$0.00	15,478	$165.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2025-02-02	No	4	M	Direct
15,478		2030-01-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	237	Indirect	By 401(k) Plan

Footnotes

Reflects the weighted average price of 7,598 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 31, 2020 with sale prices ranging from $166.0857 to $166.335 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 31, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020.