Filing Details

Accession Number:
0001209191-20-006246
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-04 15:13:42
Reporting Period:
2020-02-03
Accepted Time:
2020-02-04 15:13:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1064674 M Peter Ziemba C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-03 25,000 $4.19 1,004,201 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.17 to $4.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
  2. Includes restricted stock awards which vest as to (i) 57,127 shares on January 25, 2021, (ii) 45,663 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.