Filing Details

Accession Number:
0001465740-20-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-31 16:23:13
Reporting Period:
2020-01-29
Accepted Time:
2020-01-31 16:23:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791303 Matthew Koeppen 575 Lexington Avenue
Suite 2930
New York NY 10022
Co-Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2020-01-29 2,129 $15.15 175,041 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-01-30 5,579 $15.20 169,462 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person.
  3. Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.