Filing Details

Accession Number:
0001219120-20-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-31 15:41:15
Reporting Period:
2020-01-29
Accepted Time:
2020-01-31 15:41:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1219120 Advent Convertible & Income Fund AVK () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251344 L Gerald Seizert 227 W. Monroe Street
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-29 18,249 $15.64 0 No 4 S Direct
Common Stock Disposition 2020-01-30 1 $15.52 14,290 No 4 S Indirect Gerlad L. Seizert ttee, Seizert Capital Partners
Common Stock Disposition 2020-01-30 14,289 $15.53 0 No 4 S Indirect Gerlad L. Seizert ttee, Seizert Capital Partners
Common Stock Disposition 2020-01-30 27,072 $15.49 7,024 No 4 S Indirect Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Gerlad L. Seizert ttee, Seizert Capital Partners
No 4 S Indirect Gerlad L. Seizert ttee, Seizert Capital Partners
No 4 S Indirect Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,940 Indirect Seivest LLC, a family partnership
Common Stock 3,755 Indirect Candace Seizert Trust
Common Stock 11,115 Indirect Candace Seizert 2012 Gift Trust
Common Stock 1,700 Indirect Dean K Seizert Residuary Trust fbo Donna Henson (Sister)