Filing Details

Accession Number:
0001568214-20-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-30 11:15:21
Reporting Period:
2020-01-28
Accepted Time:
2020-01-30 11:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
712771 Connectone Bancorp Inc. CNOB State Commercial Banks (6022) 521273725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1089892 William Thompson C/o Connectone Bancorp, Inc.
301 Slyvan Avenue
Englewood Cliffs NJ 07632
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-28 3,278 $24.41 76,342 No 4 S Direct
Common Stock Acquisiton 2020-01-28 3,473 $9.11 79,815 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2020-01-28 3,473 $0.00 3,473 $9.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-01 2021-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,431 Indirect By Spouse
Footnotes
  1. The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy(i) the estimated personal income tax obligations and (ii) the settlement of the exercise price, with respect to the exercise of the stock options also reported herein.
  2. Also includes 140.5027 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
  3. The reporting person no longer has a reportable beneficial interest in 2,454.7311 shares owned by his adult child and included on his prior ownership reports.