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Filing Details

Accession Number:: 0001209191-20-005264
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-28 21:28:02
Reporting Period:: 2020-01-25

Accepted Time:: 2020-01-28 21:28:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245699	W Randy Furr	4353 North First Street San Jose CA 95134	Evp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-01-25	6,666	$0.00	247,537	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-25	6,375	$0.00	253,912	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-25	98,684	$0.00	352,596	No	4	M	Direct
Class A Common Stock	Disposition	2020-01-27	42,827	$8.40	309,769	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-25	6,666	$0.00	6,666	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-25	6,666	$0.00	6,666	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-25	6,666	$0.00	6,666	$0.00
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-25	6,375	$0.00	6,375	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-25	6,375	$0.00	6,375	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-25	6,375	$0.00	6,375	$0.00
Class A Common Stock	Restricted stock units (Class A common stock)	Disposition	2020-01-25	98,684	$0.00	98,684	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,666	2026-10-03	No	4	M	Direct
6,666		No	4	M	Direct
0		No	4	C	Direct
6,375	2026-05-05	No	4	M	Direct
6,375		No	4	M	Direct
6,375		No	4	C	Direct
98,683	2028-08-01	No	4	M	Direct

Footnotes

Conversion of a derivative security pursuant to its terms.
Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $8.10 to $8.77. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.