Filing Details

Accession Number:
0001179110-20-000792
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-24 20:32:49
Reporting Period:
2020-01-22
Accepted Time:
2020-01-24 20:32:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392677 R Eric Ludwig C/o Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Evp, Coo And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-22 68,334 $4.10 125,334 No 4 M Direct
Common Stock Disposition 2020-01-22 68,334 $0.00 57,000 No 4 G Direct
Common Stock Acquisiton 2020-01-22 68,334 $0.00 436,027 No 4 G Indirect Trust
Common Stock Disposition 2020-01-22 68,334 $6.51 367,693 No 4 S Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 G Direct
No 4 G Indirect Trust
No 4 S Indirect Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2020-01-22 68,334 $0.00 68,334 $4.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
136,666 2020-10-14 No 4 M Direct
Footnotes
  1. The transaction was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended) dated September 6, 2019.
  2. Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
  3. These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
  4. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.50 to $6.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  5. The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years.