Filing Details

Accession Number:
0001746687-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-24 19:55:48
Reporting Period:
2019-12-04
Accepted Time:
2020-01-24 19:55:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1716621 Ra Medical Systems Inc. RMED Surgical & Medical Instruments & Apparatus (3841) 383661826
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746687 Dean Irwin C/o Phil Tenser
12520 High Bluff Drive Suite 240
San Diego CA 92130
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-04 7,400 $1.19 92,870 No 4 S Direct
Common Stock Disposition 2019-12-04 4,400 $1.19 78,239 No 4 S Indirect By Spouse
Common Stock Disposition 2019-12-04 12,868 $1.96 80,002 No 4 F Direct
Common Stock Disposition 2019-12-04 15,442 $1.96 62,797 No 4 F Indirect By spouse
Common Stock Disposition 2020-01-22 12,950 $1.89 67,052 No 4 S Direct
Common Stock Disposition 2020-01-22 7,700 $1.89 55,097 No 4 S Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Spouse
No 4 F Direct
No 4 F Indirect By spouse
No 4 S Direct
No 4 S Indirect By spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,803,852 Indirect see Footnote
Footnotes
  1. Filed manually with the SEC pursuit to hardship on 12/06/2019
  2. The sales reported were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person and the reporting person's spouse on Sept. 27, 2018
  3. Represents the number of shares required to be sold by the reporting persons to cover tax witholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax witholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  4. Shares held of record by Dean Irwin and Melissa Burstein, as trustees U/T/A June 12, 2017, of which Dean Irwin serves as co-trustee.
  5. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at different prices. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.