Filing Details

Accession Number:
0001225208-20-001135
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-24 19:10:24
Reporting Period:
2019-11-22
Accepted Time:
2020-01-24 19:10:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388430 Cai International Inc. CAI Services-Equipment Rental & Leasing, Nec (7359) 943109229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1485232 James Daniel Hallahan Steuart Tower
1 Market Plaza, Suite 2400
San Francisco CA 94105
Senior Vp, Global Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-22 50,000 $23.71 16,703 No 4 S Direct
Common Stock Acquisiton 2019-12-17 16,291 $15.89 32,994 No 4 M Direct
Common Stock Acquisiton 2019-12-17 9,375 $7.87 42,369 No 4 M Direct
Common Stock Disposition 2019-12-17 11,651 $28.70 30,718 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-12-17 16,291 $0.00 16,291 $15.89
Common Stock Stock Option (right to buy) Disposition 2019-12-17 9,375 $0.00 9,375 $7.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,709 2027-02-15 No 4 M Direct
2,250 2026-06-02 No 4 M Direct
Footnotes
  1. Represents shares sold by the reporting person to cover the exercise price and tax obligations upon the exercise of the options.
  2. The option vests with respect to 25% of the shares on the first anniversary of the grant date, and an additional 1/48th of the shares vest monthly thereafter.