Filing Details

Accession Number:
0001209191-20-004907
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-24 17:43:01
Reporting Period:
2020-01-23
Accepted Time:
2020-01-24 17:43:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367405 C Dana Russell 1800 West Ashton Blvd
Lehi UT 84043
Cfo And Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-23 1,000 $1.30 326,445 No 4 M Direct
Common Stock Disposition 2020-01-23 1,000 $9.00 325,445 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-01-23 1,000 $0.00 1,000 $1.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
450,965 2024-01-23 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan.
  2. One-third of this option vests annually in five equal installments beginning 11/18/14. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.