Filing Details

Accession Number:
0001567619-20-001510
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-01-24 16:28:14
Reporting Period:
2019-12-26
Accepted Time:
2020-01-24 16:28:14
Original Submission Date:
2019-12-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392977 R Andrew Jones 274 Riverside Avenue
Westport CT 06880
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-26 541 $1.95 344,543 No 4 S Indirect Held in managed funds
Common Stock Disposition 2019-12-27 3,185 $1.89 341,358 No 4 S Indirect Held in managed funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held in managed funds
No 4 S Indirect Held in managed funds
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,108 Direct
Common Stock 12,464 Indirect Held in IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B. Convertible Preferred Stock $40.00 1,313 2,100 Direct
Common Stock Series B Convertible Preferred Stock $40.00 28,334 45,335 Indirect
Common Stock Series D Cumulative Convertible Preferred Stock $16.96 31,840 21,600 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,313 2,100 Direct
28,334 45,335 Indirect
31,840 21,600 Indirect
Footnotes
  1. These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
  2. Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
  3. Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
  4. The share amount originally reported was incorrect.