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Filing Details

Accession Number:: 0001209191-20-004725
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-23 18:36:39
Reporting Period:: 2020-01-21

Accepted Time:: 2020-01-23 18:36:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768720	Roy Bagattini	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & President, Americas	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-01-22	54,037	$0.00	133,457	No	4	C	Direct
Class A Common Stock	Disposition	2020-01-22	2,300	$20.00	131,157	No	4	S	Direct
Class A Common Stock	Disposition	2020-01-23	51,737	$20.02	79,420	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-01-21	8,130	$0.00	8,130	$7.43
Class A Common Stock	Class B Common Stock	Acquisiton	2020-01-21	8,130	$7.43	8,130	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-21	4,997	$20.00	4,997	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-01-21	41,870	$0.00	41,870	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2020-01-21	41,870	$6.10	41,870	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-21	23,030	$20.00	23,030	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-01-21	75,000	$0.00	75,000	$6.85
Class A Common Stock	Class B Common Stock	Acquisiton	2020-01-21	75,000	$6.85	75,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-21	42,936	$20.00	42,936	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-22	54,037	$0.00	54,037	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-02-04	No	4	M	Direct
8,130		No	4	M	Direct
3,133		No	4	D	Direct
285,640	2023-02-09	No	4	M	Direct
45,003		No	4	M	Direct
21,973		No	4	D	Direct
769,480	2023-07-13	No	4	M	Direct
96,973		No	4	M	Direct
54,037		No	4	D	Direct
0		No	4	C	Direct

Footnotes

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
100% of these SARs are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 55,810 are time-based SARs from an original grant of 275,800 SARs, of which 219,990 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.
Of these SARs: (i) 544,820 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable, of which 75,000 have been exercised; and (ii) 299,660 from an original grant of 653,790 SARs, of which 354,130 have been exercised, are time-based SARs that vested as to 25% of the SARs on July 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter.