Filing Details

Accession Number:
0001213900-20-001685
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-23 17:58:30
Reporting Period:
2020-01-21
Accepted Time:
2020-01-23 17:58:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1732078 Flat Rock Opportunity Fund FROPX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264036 R Shiloh Bates C/O Flat Rock Opportunity Fund
1350 6Th Avenue, 18Th Floor
New York NY 10019
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2020-01-21 58 $19.67 17,428 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct