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Filing Details

Accession Number:: 0001209191-20-004327
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-21 17:59:44
Reporting Period:: 2020-01-16

Accepted Time:: 2020-01-21 17:59:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
110621	Rpm International Inc	RPM	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	020642224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1224025	C Frank Sullivan	2628 Pearl Road P.o. Box 777 Medina OH 44258	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.01 Par Value	Acquisiton	2020-01-16	200,000	$22.16	1,100,632	No	4	M	Direct
Common Stock, $0.01 Par Value	Disposition	2020-01-16	59,339	$74.69	1,041,293	No	4	D	Direct
Common Stock, $0.01 Par Value	Disposition	2020-01-16	60,480	$74.69	980,813	No	4	F	Direct
Common Stock, $0.01 Par Value	Disposition	2020-01-17	58,000	$74.27	922,813	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2020-01-16	200,000	$0.00	200,000	$22.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,610,000		2021-07-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	15,000	Indirect	By LLC
Common Stock, $0.01 Par Value	3,350	Indirect	By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Common Stock, $0.01 Par Value	9,630	Indirect	By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 Par Value	3,000	Indirect	As custodian for son
Common Stock, $0.01 Par Value	4,661	Indirect	By 401(k) Plan

Footnotes

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.9901 - $74.82. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 20,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
Approximate number of shares held as of January 16, 2020 in the account of the reporting person by Fidelity Management Trust Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
The Stock Appreciation Rights vested on July 18, 2012, 2013, 2014 and 2015.
Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2019 and expire 10 years from the date of grant.