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Filing Details

Accession Number:
0000920112-20-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-17 14:59:40
Reporting Period:
2020-01-16
Accepted Time:
2020-01-17 14:59:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1783815 H Barry Orr 1398 Central Ave
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-16 1,507 $50.00 225,359 No 4 S Direct
Common Stock Disposition 2020-01-16 306 $50.01 225,053 No 4 S Direct
Common Stock Disposition 2020-01-16 579 $50.02 224,474 No 4 S Direct
Common Stock Disposition 2020-01-16 700 $50.03 223,774 No 4 S Direct
Common Stock Disposition 2020-01-16 200 $50.04 223,574 No 4 S Direct
Common Stock Disposition 2020-01-16 600 $50.05 222,974 No 4 S Direct
Common Stock Disposition 2020-01-16 600 $50.06 222,374 No 4 S Direct
Common Stock Disposition 2020-01-16 300 $50.07 222,074 No 4 S Direct
Common Stock Disposition 2020-01-16 200 $50.08 221,874 No 4 S Direct
Common Stock Disposition 2020-01-16 573 $50.09 221,301 No 4 S Direct
Common Stock Disposition 2020-01-16 227 $50.10 221,074 No 4 S Direct
Common Stock Disposition 2020-01-16 332 $50.11 220,742 No 4 S Direct
Common Stock Disposition 2020-01-16 300 $50.12 220,442 No 4 S Direct
Common Stock Disposition 2020-01-16 647 $50.13 219,795 No 4 S Direct
Common Stock Disposition 2020-01-16 36 $50.14 219,759 No 4 S Direct
Common Stock Disposition 2020-01-16 600 $50.15 219,159 No 4 S Direct
Common Stock Disposition 2020-01-16 100 $50.16 219,059 No 4 S Direct
Common Stock Disposition 2020-01-16 100 $50.18 218,959 No 4 S Direct
Common Stock Disposition 2020-01-16 441 $50.19 218,518 No 4 S Direct
Common Stock Disposition 2020-01-16 200 $50.20 218,318 No 4 S Direct
Common Stock Disposition 2020-01-16 200 $50.21 218,118 No 4 S Direct
Common Stock Disposition 2020-01-16 100 $50.22 218,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 226,866 Direct
Common Stock 15,179 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2019 Performance Based Restricted Stock (3-year performance) $0.00 1,303 0 Direct
Common Stock 2019 Time-Based Restricted Stock $0.00 1,303 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,303 0 Direct
1,303 0 Direct
Footnotes
  1. Shares sold pursuant to 10b5-1 plan effective September 10,2019
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
  4. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.