Filing Details
- Accession Number:
- 0001209191-20-003788
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-01-17 07:00:14
- Reporting Period:
- 2020-01-14
- Accepted Time:
- 2020-01-17 07:00:14
- Original Submission Date:
- 2020-01-16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1288707 | E Thomas Hale | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-14 | 7,821 | $13.20 | 505,185 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-14 | 32,466 | $12.35 | 537,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-14 | 54,384 | $20.03 | 483,267 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-15 | 32,179 | $13.20 | 515,446 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-15 | 20,867 | $12.35 | 536,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-15 | 76,453 | $20.03 | 459,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-01-14 | 7,821 | $0.00 | 7,821 | $13.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-01-14 | 32,466 | $0.00 | 32,466 | $12.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-01-15 | 32,179 | $0.00 | 32,179 | $13.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-01-15 | 20,867 | $0.00 | 20,867 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 217,179 | 2028-03-05 | No | 4 | M | Direct | |
| 287,534 | 2029-02-15 | No | 4 | M | Direct | |
| 185,000 | 2028-03-05 | No | 4 | M | Direct | |
| 266,667 | 2029-02-15 | No | 4 | M | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, originally granted for 225,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 320,000 shares, vested as to 1/12th of the shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
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