Home > Insider Trading > Filing (0001654954-20-000552)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596961	Rumbleon Inc.	RMBL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1461836	John Denmar Dixon	C/O Rumbleon, Inc. 901 W. Walnut Hill Lane Irving TX 75038		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock	Acquisiton	2020-01-14	200,000	$0.57	1,252,829	No	4	P	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	see footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	234,500	Direct
Class B Common Stock	1,500	Indirect	see footnote
Class B Common Stock	12,750	Indirect	see footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Restricted Stock Units	$0.00	68,000	68,000	Direct
Class B Common Stock	Restricted Stock Units	$0.00	17,500	17,500	Direct
Class B Common Stock	Restricted Stock Units	$0.00	35,000	35,000	Direct

Amount	Remaning Holdings	Nature of Ownership
68,000	68,000	Direct
17,500	17,500	Direct
35,000	35,000	Direct

Footnotes

These shares were purchased pursuant to an underwritten public offering.
Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
Includes 52,811 shares held in a joint account with the Reporting Person's spouse.
Represents shares owned by the Reporting Person's son.
Represents shares owned by the Reporting Person's spouse.
Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.
These RSUs were granted on June 25, 2018.
The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
These RSUs were granted on March 31, 2017.
These RSUs were granted on June 3, 2019.
The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.