Filing Details

Accession Number:
0001654954-20-000552
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-16 19:39:47
Reporting Period:
2020-01-14
Accepted Time:
2020-01-16 19:39:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596961 Rumbleon Inc. RMBL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461836 John Denmar Dixon C/o Rumbleon, Inc.
901 W. Walnut Hill Lane
Irving TX 75038
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2020-01-14 200,000 $0.57 1,252,829 No 4 P Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect see footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 234,500 Direct
Class B Common Stock 1,500 Indirect see footnote
Class B Common Stock 12,750 Indirect see footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Restricted Stock Units $0.00 68,000 68,000 Direct
Class B Common Stock Restricted Stock Units $0.00 17,500 17,500 Direct
Class B Common Stock Restricted Stock Units $0.00 35,000 35,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
68,000 68,000 Direct
17,500 17,500 Direct
35,000 35,000 Direct
Footnotes
  1. These shares were purchased pursuant to an underwritten public offering.
  2. Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
  3. Includes 52,811 shares held in a joint account with the Reporting Person's spouse.
  4. Represents shares owned by the Reporting Person's son.
  5. Represents shares owned by the Reporting Person's spouse.
  6. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.
  7. These RSUs were granted on June 25, 2018.
  8. The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
  9. These RSUs were granted on March 31, 2017.
  10. These RSUs were granted on June 3, 2019.
  11. The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.