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Home > Insider Trading > Filing (0001179110-20-000624)

Filing Details

Accession Number:: 0001179110-20-000624
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-16 19:38:30
Reporting Period:: 2020-01-15

Accepted Time:: 2020-01-16 19:38:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350653	Alphatec Holdings Inc.	ATEC	Surgical & Medical Instruments & Apparatus (3841)	202463898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1509282	E Craig Hunsaker	C/O Alphatec Spine, Inc. 5818 El Camino Real Carlsbad CA 92008	Evp, People/Culture & Gc	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-01-02	500	$0.00	794,948	No	5	G	Direct
Common Stock	Disposition	2020-01-15	32,000	$7.75	762,948	No	4	S	Direct
Common Stock	Acquisiton	2020-01-15	100,000	$2.00	862,948	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Disposition	2020-01-15	100,000	$0.00	100,000	$2.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
100,000			No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.
Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).