Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-01-16 19:33:21
Reporting Period:
Accepted Time:
2020-01-16 19:33:21
Original Submission Date:
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
896493 Dpw Holdings Inc. DPW Electronic Components, Nec (3679) 941721931
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734770 Ault & Company, Inc. 200 Sandpointe Drive, Suite 500
Santa Ana CA 92707
See Remark No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-15 660,667 $1.12 666,945 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. The original Form 4 filed on January 16, 2020, is amended by this Form 4 amendment to correct a typographical error in the transaction date from "1/15/2019" to "1/15/2020". No other changes have been made to the original Form 4.
  2. On December 22, 2019, the Reporting Person agreed to acquire 19.9% of the Issuer's issued and outstanding shares of common stock, or 660,667 shares, at $1.12 per share for a total purchase price of $739,948, pursuant to a securities purchase agreement in reliance upon the provisions of Section 4(a)(2) of the Securities Act of 1933, as amended, and Regulation D promulgated under the Securities Act. Such issuance was authorized by the NYSE American on January 15, 2020.