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Filing Details

Accession Number:
0001213900-20-001153
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-15 18:53:19
Reporting Period:
2020-01-13
Accepted Time:
2020-01-15 18:53:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1701758 Lovesac Co LOVE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259062 R Andrew Heyer C/o Mistral Equity Partners
650 Fifth Avenue, 10Th Floor
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.00001 Acquisiton 2020-01-13 15,000 $12.99 31,960 No 4 P Direct
Common Stock, Par Value $0.00001 Acquisiton 2020-01-14 5,000 $12.29 36,960 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.00001 2,193,599 Indirect See Footnote
Common Stock, Par Value $0.00001 430,304 Indirect See Footnote
Common Stock, Par Value $0.00001 154,433 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 3,245 3,245 Direct
Common Stock Restricted Stock Units $0.00 3,245 3,245 Direct
Common Stock Warrants to Purchase Common Stock $16.00 2017-05-30 2021-06-29 75,000 75,000 Indirect
Common Stock Warrants to Purchase Common Stock $16.00 2017-05-30 2021-06-29 90,000 90,000 Indirect
Common Stock Warrants to Purchase Common Stock $16.00 2017-10-19 2021-06-29 74,200 74,200 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
3,245 3,245 Direct
3,245 3,245 Direct
2021-06-29 75,000 75,000 Indirect
2021-06-29 90,000 90,000 Indirect
2021-06-29 74,200 74,200 Indirect
Footnotes
  1. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $12.53 to $13.17, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  2. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $12.26 to $12.30, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  3. By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by Mistral Sac Holdings 2, LLC ("MSH2"), Mistral Sac Holdings 3, LLC ("MSH3"), Mistral Sac Holdings 4, LLC ("MSH4") and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by MSH2, MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein.
  4. These securities are held by Mistral Equity Partners, LP, Mistral Equity Partners QP, LP and MEP Co-Invest, LLC (collectively, the "Mistral Funds"), each of which is controlled by Mr, Heyer.
  5. These securities are held by MSH2.
  6. These securities are held by MSH4.
  7. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the registrant's common stock.
  8. The reporting person received a grant of 3,245 RSUs, of which 100% are subject vesting on the first anniversary of the October 2, 2019 grant date.
  9. The reporting person received a grant of 3,245 RSUs, of which 50% are subject vesting on the first anniversary of the October 2, 2019 grant date and 50% are subject vesting on the second anniversary of the grant date.
  10. These securities are held by MSH3.