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Filing Details

Accession Number:
0001437749-20-000562
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-13 21:21:01
Reporting Period:
2020-01-09
Accepted Time:
2020-01-13 21:21:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1723522 Farshad Ghasripoor C/o Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Vp, Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-09 2,869 $10.00 67,189 No 4 S Direct
Common Stock Disposition 2020-01-13 479 $9.28 66,710 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 14, 2019.
  2. Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
  3. Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request