Filing Details
- Accession Number:
- 0001332125-20-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2020-01-13 14:26:12
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2020-01-13 14:26:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332125 | C Scott Jones | C/O Xa Investments 1290 Broadway Ste 1000 Denver CO 80203 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2020-01-10 | 582 | $0.00 | 6,553 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Footnotes
- Includes 582.4127 shares acquired under the XFLT dividend reinvestment plan.
Billionaire Hedge Funds
